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Edward Lawrence Rose is a financial advisor professional located in Miami Beach, FL. They specialize in financial advisory. With over 36 years of experience, they bring deep expertise to every client.
Edward Lawrence Rose - Maxim Group Llc holds an active professional license (FINRA CRD) for your protection.
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Edward Lawrence Rose operates Maxim Group LLC, a financial advisory firm based in Miami Beach, Florida. With 36 years in the financial services industry, Rose brings extensive experience to client portfolios and investment strategies. The firm holds FINRA CRD registration, which governs its operations within the securities and investment advisory sector. Clients seeking guidance on financial planning and investment management can connect with Rose through the firm's Miami Beach location.
Edward Lawrence Rose's FINRA CRD registration indicates he operates under the oversight of the Financial Industry Regulatory Authority, which regulates securities brokers and investment advisors. This registration means Rose and his firm are subject to FINRA's compliance standards, ethical rules, and ongoing supervision. Clients working with a FINRA-registered advisor have access to dispute resolution processes and can verify the advisor's registration status and disciplinary history through FINRA's public database. This regulatory framework is designed to protect investors in securities and investment advisory relationships.