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Nicholas James Daft is a financial advisor professional located in Miami Beach, FL. They specialize in financial advisory.
Nicholas James Daft - Aristotle Atlantic Partners, Llc holds an active professional license (FINRA CRD) for your protection.
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Nicholas James Daft operates Aristotle Atlantic Partners, LLC, a financial advisory firm based in Miami Beach, Florida. The business holds a FINRA CRD license (number 2913032), which governs securities and investment advisory activities. Daft provides financial advisory services to clients in the Miami Beach area. The firm operates under regulatory oversight from the Financial Industry Regulatory Authority, ensuring compliance with securities regulations and industry standards.
A FINRA CRD license indicates that Nicholas James Daft and Aristotle Atlantic Partners are registered with the Financial Industry Regulatory Authority, the self-regulatory organization that oversees broker-dealers and investment advisors in the securities industry. This registration means the firm is authorized to conduct investment advisory and securities-related business and must adhere to FINRA's rules, ethics standards, and continuing education requirements. The CRD number serves as the firm's unique identifier in FINRA's Central Registration Depository system, allowing clients to verify regulatory standing and disciplinary history.