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Keith Steven Garland is a financial advisor professional located in Middletown, DE. They specialize in financial advisory. With over 34 years of experience, they bring deep expertise to every client.
Keith Steven Garland - Wells Fargo Clearing Services, Llc holds an active professional license (FINRA CRD) for your protection.
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Keith Steven Garland operates as a financial advisor in Middletown, Delaware, bringing 34 years of experience to the field. Working through Wells Fargo Clearing Services, LLC, he holds a FINRA CRD license (number 2139560), which governs his practice in securities and investment advisory services. His extensive tenure reflects deep familiarity with market conditions, client portfolios, and regulatory requirements that shape modern financial planning.
A FINRA CRD license signals that Keith Steven Garland is registered with the Financial Industry Regulatory Authority, the self-regulatory organization overseeing securities brokers and advisors. This license type indicates he meets federal and industry standards for handling client investments, securities transactions, and related financial products. FINRA registration requires ongoing compliance training and subjects his practice to regular audits and regulatory oversight, protecting clients through established rules of conduct and dispute-resolution procedures.