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Alberto I Roa is a financial advisor professional located in Miramar, FL. They specialize in financial advisory. With over 11 years of experience, they bring deep expertise to every client.
Alberto I Roa - Pfs Investments Inc. holds an active professional license (FINRA CRD) for your protection.
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Alberto I Roa operates PFS Investments Inc. in Miramar, Florida, offering financial advisory services. With 11 years in business, he brings experience in investment guidance and financial planning. The firm holds a FINRA CRD registration (License #5595650), which governs securities-related advisory activities. Clients seeking financial direction can evaluate his background and approach to wealth management through direct consultation.
A FINRA CRD registration indicates that Alberto I Roa is registered with the Financial Industry Regulatory Authority, the self-regulatory organization overseeing securities professionals. This registration means his advisory activities and business conduct are subject to FINRA rules and examination requirements. The CRD (Central Registration Depository) number serves as his official identifier in the securities industry. This registration provides a framework for regulatory oversight of investment advice and client interactions within the financial services sector.