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Patrick Lockhart is a financial advisor professional located in Mobile, AL. They specialize in financial advisory. With over 5 years of experience, they bring deep expertise to every client.
Patrick Lockhart - Pfs Investments Inc. holds an active professional license (FINRA CRD) for your protection.
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Patrick Lockhart operates PFS Investments Inc. in Mobile, Alabama, offering financial advisory services. With 5 years in business, Lockhart holds a FINRA CRD license (number 7325717), which governs securities and investment advisory professionals in the United States. This registration indicates participation in the Financial Industry Regulatory Authority framework, subject to compliance and oversight requirements that apply to investment professionals operating in the securities market.
Patrick Lockhart's FINRA CRD license means he is registered with the Financial Industry Regulatory Authority, the primary regulator of securities brokers and investment advisors in the U.S. This registration requires compliance with federal securities laws, ongoing education, and adherence to conduct standards. A FINRA CRD licensee must maintain records, follow suitability requirements when recommending investments, and is subject to regulatory examination and disciplinary action if violations occur. This structure protects investors by ensuring advisors meet baseline competency standards and remain accountable to regulatory oversight.