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Ira Taber is a financial advisor professional located in Monroe, CT. They specialize in financial advisory. With over 33 years of experience, they bring deep expertise to every client.
Ira Taber - Ameriprise Financial Services, Llc holds an active professional license (FINRA CRD) for your protection.
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Ira Taber operates Ameriprise Financial Services, LLC in Monroe, Connecticut. With 33 years in the financial advisory industry, Taber brings extensive experience to client relationships. The practice is registered under FINRA CRD license number 2213021, which provides regulatory oversight of securities and investment advisory activities. Ameriprise Financial Services, LLC serves clients seeking guidance on financial planning and investment management within the framework of federal securities regulations.
A FINRA CRD (Central Registration Depository) license number indicates that Ira Taber is registered with the Financial Industry Regulatory Authority, the primary regulator of securities brokers and dealers in the United States. This registration means the advisor and their firm are subject to FINRA's rules, examinations, and disciplinary processes. FINRA registration requires passing qualifying exams and maintaining compliance with federal securities laws. This oversight helps ensure that registered representatives meet baseline competency standards and operate within established regulatory boundaries for securities transactions and investment advice.