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Peter Nieporent is a financial advisor professional located in Monroe, CT. They specialize in financial advisory.
Peter Nieporent - Creative Planning holds an active professional license (FINRA CRD) for your protection.
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Peter Nieporent operates Creative Planning in Monroe, Connecticut, as a financial advisor. He holds a FINRA CRD license (number 6449813), which governs his ability to provide investment advisory and brokerage services. This credential demonstrates registration with the Financial Industry Regulatory Authority, the self-regulatory organization overseeing securities professionals. Clients working with Nieporent can expect guidance aligned with FINRA compliance standards and regulatory oversight in financial planning matters.
Peter Nieporent's FINRA CRD license indicates he is registered with the Financial Industry Regulatory Authority, the primary regulator of securities brokers and investment advisors. This registration means he operates under FINRA's rulebook and compliance requirements, which establish standards for client interactions, suitability of recommendations, and disclosure obligations. The CRD (Central Registration Depository) number on file allows clients to verify his registration status and disciplinary history through FINRA's public records system. This credential signals that his financial advisory activities are subject to regulatory oversight and industry standards.