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Michael Lawrence Simonich is a financial advisor professional located in Moorhead, MN. They specialize in financial advisory. With over 24 years of experience, they bring deep expertise to every client.
Michael Lawrence Simonich - Lpl Financial Llc holds an active professional license (FINRA CRD) for your protection.
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Michael Lawrence Simonich operates as a financial advisor in Moorhead, Minnesota, under LPL Financial LLC. With 24 years in the financial services industry, he brings substantial experience to client relationships. His business is registered with FINRA under CRD number 4440594, which provides regulatory oversight of his advisory activities. Simonich works within the framework of established financial industry standards and compliance requirements that govern advisor conduct and client interactions.
A FINRA CRD registration indicates that Michael Lawrence Simonich is registered with the Financial Industry Regulatory Authority, the primary regulator overseeing financial advisors and brokers in the United States. This registration means his business practices, qualifications, and disciplinary history are subject to FINRA oversight and public disclosure. The CRD number serves as a unique identifier in FINRA's database, allowing clients and regulators to verify his registration status and review any regulatory actions. This registration is required for advisors who manage client assets or provide investment advice in the securities industry.