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Lisa Potts Bauer is a financial advisor professional located in Moultrie, GA. They specialize in financial advisory. With over 22 years of experience, they bring deep expertise to every client.
Lisa Potts Bauer - Cetera Advisors Llc holds an active professional license (FINRA CRD) for your protection.
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Lisa Potts Bauer operates as a financial advisor through Cetera Advisors LLC in Moultrie, Georgia. With 22 years in the financial services industry, she brings substantial experience to client relationships. She holds a FINRA CRD registration, which governs her work in securities and investment advisory services. Her background reflects a long tenure in the field, providing clients with access to professional financial guidance grounded in regulatory compliance and industry standards.
Lisa Potts Bauer's FINRA CRD (Central Registration Depository) registration indicates she is registered with the Financial Industry Regulatory Authority, the self-regulatory organization that oversees securities brokers and advisors. This registration means she has passed required exams, undergone background checks, and operates under FINRA's regulatory framework. It signals she is authorized to engage in securities transactions and investment advisory activities, with her activities subject to ongoing compliance monitoring and regulatory oversight by FINRA.