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Ian A Cole is a financial advisor professional located in Mount Clemens, MI. They specialize in financial advisory. With over 4 years of experience, they bring deep expertise to every client.
Ian A Cole - Thrivent Investment Management Inc. holds an active professional license (FINRA CRD) for your protection.
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Ian A Cole is a financial advisor based in Mount Clemens, Michigan, operating through Thrivent Investment Management Inc. With four years in the financial services industry, Cole works with clients on investment management and related financial planning needs. His practice operates under FINRA CRD registration, which provides regulatory oversight of his advisory activities and ensures compliance with industry standards.
Ian A Cole holds a FINRA CRD (Financial Industry Regulatory Authority Central Registration Depository) registration. This license type indicates he is registered with FINRA, the self-regulatory organization that oversees investment professionals and broker-dealers in the United States. FINRA CRD registration means Cole's qualifications, disciplinary history, and business practices are subject to regulatory review and public disclosure. This registration is required for professionals who provide investment advice or manage client assets, ensuring they meet baseline competency standards and comply with securities laws and ethical guidelines.