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Kathy Francine Daly is a financial advisor professional located in Muncie, IN. They specialize in financial advisory. With over 40 years of experience, they bring deep expertise to every client.
Kathy Francine Daly - Stifel, Nicolaus & Company, Incorporated holds an active professional license (FINRA CRD) for your protection.
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Kathy Francine Daly is a financial advisor based in Muncie, Indiana, affiliated with Stifel, Nicolaus & Company, Incorporated. With 40 years in the financial services industry, she brings extensive experience to her practice. Her FINRA CRD registration (License #1401920) reflects her standing within the regulated financial advisory sector. Daly works with clients seeking guidance on investment and financial planning matters through her firm's established platform.
Kathy Francine Daly holds a FINRA CRD (Central Registration Depository) license, which is the registration system for financial professionals in the United States. This license type indicates she is registered with the Financial Industry Regulatory Authority and has met baseline qualification requirements to provide investment advice and related financial services. FINRA oversight ensures advisors comply with industry standards and conduct rules designed to protect consumers. Her registration number (1401920) is publicly verifiable through FINRA's BrokerCheck system, allowing clients to confirm her licensing status and regulatory history.