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Alexander M Roth is a financial advisor professional located in Nampa, ID. They specialize in financial advisory.
Alexander M Roth - Merrill Lynch, Pierce, Fenner & Smith Incorporated holds an active professional license (FINRA CRD) for your protection.
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Alexander M Roth is a financial advisor based in Nampa, Idaho, operating through Merrill Lynch, Pierce, Fenner & Smith Incorporated. He holds a FINRA CRD license (number 8067764), which governs his practice in securities and investment advisory services. As part of a major financial services firm, Roth works within a regulated framework designed to protect clients and ensure compliance with federal securities standards.
Alexander M Roth's FINRA CRD license indicates he is registered with the Financial Industry Regulatory Authority, the self-regulatory organization that oversees brokers and investment advisors in the United States. This registration means he has met specific qualification requirements and is subject to ongoing compliance monitoring and regulatory oversight. The CRD (Central Registration Depository) number serves as his unique identifier in the securities industry, allowing clients and regulators to verify his credentials and disciplinary history through FINRA's public database.