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Peter A Klay is a financial advisor professional located in Needham, MA. They specialize in financial advisory. With over 20 years of experience, they bring deep expertise to every client.
Peter A Klay - Park Avenue Securities Llc holds an active professional license (FINRA CRD) for your protection.
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Peter A Klay operates Park Avenue Securities LLC in Needham, Massachusetts, providing financial advisory services. With 20 years in the financial services industry, Klay brings extensive experience to client relationships. The firm holds a FINRA CRD license number 4869710, which governs securities-related activities and advisor conduct. This licensing demonstrates registration with the Financial Industry Regulatory Authority, the self-regulatory organization overseeing broker-dealers and investment advisors in the United States.
A FINRA CRD (Central Registration Depository) license indicates that Peter A Klay and Park Avenue Securities LLC are registered with the Financial Industry Regulatory Authority. This registration means the firm and its representatives must comply with FINRA rules, undergo background checks, and maintain ongoing compliance with securities regulations. FINRA CRD registration is required for firms and individuals engaged in securities sales, trading, or investment advisory activities. This oversight structure protects investors by establishing standards for conduct, disclosure, and dispute resolution within the financial services industry.