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Keith Edward Hearns is a financial advisor professional located in New Lenox, IL. They specialize in financial advisory. With over 36 years of experience, they bring deep expertise to every client.
Keith Edward Hearns - Cetera Wealth Services, Llc holds an active professional license (FINRA CRD) for your protection.
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Keith Edward Hearns operates Cetera Wealth Services, LLC, a financial advisory firm based in New Lenox, Illinois. With 36 years in the financial services industry, Hearns brings substantial experience to wealth management and financial planning. The firm holds a FINRA CRD registration, indicating participation in the regulatory framework overseen by the Financial Industry Regulatory Authority. This long tenure reflects established practice in the field and familiarity with evolving market conditions and client needs.
A FINRA CRD registration means the firm and its representatives are registered with the Financial Industry Regulatory Authority, the self-regulatory organization that oversees broker-dealers and investment advisors in the United States. This registration requires compliance with FINRA rules, regular continuing education, and adherence to standards of conduct. The CRD (Central Registration Depository) maintains the firm's disciplinary history and registration details, which are publicly accessible. This oversight structure provides a layer of regulatory accountability and establishes that the firm operates within established industry guidelines and compliance requirements.