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Wayne Leroy Locke is a financial advisor professional located in New Milford, CT. They specialize in financial advisory. With over 38 years of experience, they bring deep expertise to every client.
Wayne Leroy Locke - Cetera Wealth Services, Llc holds an active professional license (FINRA CRD) for your protection.
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Wayne Leroy Locke operates Cetera Wealth Services, LLC in New Milford, Connecticut. With 38 years in the financial advisory field, Leroy Locke brings extensive experience to wealth management and financial planning. The firm is registered under FINRA CRD license number 1682299, ensuring compliance with industry regulatory standards. Clients seeking guidance on investment strategy, portfolio management, or comprehensive financial planning can consult with this established local advisor.
Wayne Leroy Locke holds a FINRA CRD (Central Registration Depository) registration, which indicates he is registered with the Financial Industry Regulatory Authority. This registration means he operates under FINRA's oversight and must comply with strict regulatory standards governing the sale of securities and investment advice. FINRA registration typically requires passing qualifying exams and maintaining continuing education requirements. This credential signals that the advisor is authorized to offer securities-related services and is subject to ongoing compliance monitoring by the regulatory body.