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Douglas Charles Loew is a financial advisor professional located in Newark, DE. They specialize in financial advisory. With over 40 years of experience, they bring deep expertise to every client.
Douglas Charles Loew - Cetera Wealth Services, Llc holds an active professional license (FINRA CRD) for your protection.
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Douglas Charles Loew operates Cetera Wealth Services, LLC, a financial advisory firm based in Newark, Delaware. With 40 years in the financial services industry, Loew brings extensive experience in wealth management and advisory services. The firm is registered with FINRA (Financial Industry Regulatory Authority) under CRD number 1466630, ensuring compliance with federal securities regulations and industry standards.
A FINRA CRD registration indicates that Douglas Charles Loew and his firm are registered investment professionals subject to FINRA oversight. FINRA (Financial Industry Regulatory Authority) is the regulatory body that supervises broker-dealers and investment advisors in the United States. This registration means the firm must adhere to strict compliance standards, conduct regular audits, and maintain professional conduct requirements. Clients can verify registration status and disciplinary history through FINRA's public database, providing transparency into the advisor's regulatory standing and qualifications to manage investments.