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Mark Lotierzo is a financial advisor professional located in Newark, DE. They specialize in financial advisory. With over 9 years of experience, they bring deep expertise to every client.
Mark Lotierzo - J.P. Morgan Securities Llc holds an active professional license (FINRA CRD) for your protection.
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Mark Lotierzo is a financial advisor based in Newark, Delaware, operating under J.P. Morgan Securities LLC. With 9 years in the financial services industry, he brings experience in wealth management and investment advisory. His FINRA CRD registration (License #6764549) indicates he operates within the regulatory framework established by the Financial Industry Regulatory Authority. Mark works with clients seeking guidance on financial planning and investment decisions.
Mark's FINRA CRD (Central Registration Depository) license indicates he is registered with the Financial Industry Regulatory Authority, the self-regulatory organization that oversees securities brokers and investment advisors. This registration means he has passed required exams and background checks, and his activities are subject to FINRA's rules and oversight. Clients working with a FINRA-registered advisor can expect compliance with industry standards for securities transactions, client suitability requirements, and dispute resolution mechanisms through FINRA's arbitration process.