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Anthony J Stumpo is a financial advisor professional located in Newaygo, MI. They specialize in financial advisory. With over 7 years of experience, they bring deep expertise to every client.
Anthony J Stumpo - First Heartland Capital, Inc. holds an active professional license (FINRA CRD) for your protection.
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Anthony J Stumpo operates First Heartland Capital, Inc., a financial advisory firm based in Newaygo, Michigan. With seven years in business, Stumpo brings experience in financial planning and investment guidance. The firm holds a FINRA CRD registration, which indicates involvement in securities and investment advisory activities regulated by the Financial Industry Regulatory Authority. Clients working with First Heartland Capital can expect guidance on financial matters from a professional operating within established regulatory frameworks.
Anthony J Stumpo's FINRA CRD registration means he operates under oversight from the Financial Industry Regulatory Authority, which regulates securities brokers and investment advisors. This registration indicates the firm engages in activities such as securities sales or investment advisory services and must comply with FINRA rules and regulations. A FINRA CRD number is a unique identifier in the industry database, allowing clients to verify registration status and disciplinary history. This regulatory framework is designed to protect investors and ensure firms meet specific compliance and ethical standards in the financial services industry.