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Matthew Vaughn Roth is a financial advisor professional located in Nicholasville, KY. They specialize in financial advisory. With over 16 years of experience, they bring deep expertise to every client.
Matthew Vaughn Roth - Edward Jones holds an active professional license (FINRA CRD) for your protection.
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Matthew Vaughn Roth is a financial advisor with Edward Jones in Nicholasville, Kentucky. With 16 years in the financial services industry, he brings substantial experience to client relationships and investment planning. Roth holds a FINRA CRD registration, which governs his practice in securities and investment advisory services. He works with clients seeking guidance on financial strategy and wealth management within the Edward Jones framework.
Matthew Vaughn Roth's FINRA CRD (Central Registration Depository) registration indicates he is registered with the Financial Industry Regulatory Authority, the self-regulatory organization that oversees broker-dealers and their representatives. This registration is required to sell securities and provide investment advice. It signals that Roth has met educational requirements, passed qualifying exams, and is subject to ongoing compliance and regulatory oversight by FINRA. The CRD number is a public record that clients can use to verify his registration status and disciplinary history through FINRA's BrokerCheck system.