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Michael Stephen Thompson is a financial advisor professional located in North Haven, CT. They specialize in financial advisory. With over 24 years of experience, they bring deep expertise to every client.
Michael Stephen Thompson - Lpl Financial Llc holds an active professional license (FINRA CRD) for your protection.
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Michael Stephen Thompson operates Michael Stephen Thompson - Lpl Financial Llc in North Haven, Connecticut. With 24 years in the financial advisory field, he brings substantial experience to client relationships. His practice is registered with FINRA, the Financial Industry Regulatory Authority, which oversees broker-dealers and investment professionals. Thompson holds a FINRA CRD registration, a credential required for those offering securities and investment advice in the United States.
Michael Stephen Thompson's FINRA CRD registration indicates he is qualified to offer securities and investment advisory services under FINRA oversight. This registration means he has passed required examinations and is subject to regulatory compliance and ongoing supervision by FINRA, the self-regulatory organization that enforces rules for broker-dealers and their representatives. The CRD system maintains records of his qualifications, employment history, and regulatory standing, providing transparency about his credentials and any disciplinary history to clients and regulators alike.