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Morgan Leigh Mcphail is a financial advisor professional located in Norton Shores, MI. They specialize in financial advisory. With over 3 years of experience, they bring deep expertise to every client.
Morgan Leigh Mcphail - Northwestern Mutual Investment Services, Llc holds an active professional license (FINRA CRD) for your protection.
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Morgan Leigh Mcphail operates Northwestern Mutual Investment Services, LLC in Norton Shores, Michigan. With 3 years in the financial advisory industry, Mcphail holds a FINRA CRD registration, which governs securities-related activities and investment advice. The business serves clients seeking financial planning and investment guidance in the local area.
A FINRA CRD registration indicates that Morgan Leigh Mcphail is registered with the Financial Industry Regulatory Authority, the primary self-regulatory organization overseeing broker-dealers and investment professionals. This registration requires compliance with federal securities laws and FINRA rules, subjecting the advisor to ongoing regulatory oversight and examination. It signals that the advisor is authorized to conduct securities transactions and provide investment advice, with their activities monitored to protect investors and maintain market integrity.