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Stephen James Lobb is a financial advisor professional located in Norwalk, CT. They specialize in financial advisory. With over 12 years of experience, they bring deep expertise to every client.
Stephen James Lobb - Erg Securities (Us) Llc holds an active professional license (FINRA CRD) for your protection.
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Stephen James Lobb operates Erg Securities (Us) Llc in Norwalk, Connecticut, bringing 12 years of experience in financial advisory services. The firm is registered with FINRA under CRD #5721340, providing clients access to a professional with over a decade of industry experience. Lobb's background in financial services positions the business to address a range of investment and advisory needs for clients in the region.
A FINRA CRD registration indicates that Stephen James Lobb operates under the oversight of the Financial Industry Regulatory Authority, a self-regulatory organization that governs securities professionals and brokerage firms. This registration demonstrates that the advisor meets FINRA's baseline standards for operating in the financial services industry and is subject to regulatory compliance and examination. The CRD number serves as a unique identifier that allows clients and regulators to verify the advisor's registration status and disciplinary history through FINRA's public database.