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James Farrell Daly is a financial advisor professional located in Norwich, CT. They specialize in financial advisory. With over 42 years of experience, they bring deep expertise to every client.
James Farrell Daly - Northwestern Mutual Investment Services, Llc holds an active professional license (FINRA CRD) for your protection.
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James Farrell Daly operates Northwestern Mutual Investment Services, LLC in Norwich, Connecticut. With 42 years in the financial advisory field, he brings extensive experience to investment planning and financial guidance. His practice is registered with FINRA under CRD License #1146269, ensuring compliance with securities industry standards and regulatory oversight. Whether you're building a long-term investment strategy or reviewing your financial portfolio, Farrell Daly's decades of experience provide a foundation for personalized financial advice tailored to your goals.
James Farrell Daly holds a FINRA CRD (Central Registration Depository) license, which identifies him as a registered investment professional subject to Financial Industry Regulatory Authority oversight. This registration means he meets specific educational and ethical standards required to advise clients on securities and investments. FINRA-registered advisors must comply with strict rules around conflicts of interest, client suitability, and ongoing professional development. The license number (1146269) is publicly verifiable, allowing clients to confirm his registration status and review any disciplinary history through FINRA's BrokerCheck system.