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Ross Alan Bauer is a financial advisor professional located in Olathe, KS. They specialize in financial advisory. With over 7 years of experience, they bring deep expertise to every client.
Ross Alan Bauer - Lpl Financial Llc holds an active professional license (FINRA CRD) for your protection.
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Ross Alan Bauer is a financial advisor based in Olathe, Kansas, with seven years of experience in the industry. Operating through LPL Financial LLC, he works with clients on financial planning and investment management. His practice is registered with FINRA, the regulatory body overseeing securities professionals and brokerage firms across the United States.
Ross Alan Bauer holds a FINRA CRD registration (Central Registration Depository license number 7027105), which means he is registered with the Financial Industry Regulatory Authority. This registration indicates he is authorized to offer securities-related services and investment advice. FINRA registration requires passing qualification exams and maintaining compliance with industry regulations, signaling that he meets baseline standards for securities practice and is subject to ongoing regulatory oversight and customer protection requirements.