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Sandra Katharina Kapfer is a financial advisor professional located in Old Greenwich, CT. They specialize in financial advisory. With over 33 years of experience, they bring deep expertise to every client.
Sandra Katharina Kapfer - Wells Fargo Advisors Financial Network, Llc holds an active professional license (FINRA CRD) for your protection.
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Sandra Katharina Kapfer operates as a financial advisor with Wells Fargo Advisors Financial Network, LLC, based in Old Greenwich, Connecticut. With 33 years in the financial services industry, she brings extensive experience to client relationships. Her FINRA CRD registration (License #1966352) indicates she operates under regulatory oversight from the Financial Industry Regulatory Authority, the self-regulatory organization responsible for broker-dealers and investment professionals.
A FINRA CRD registration means Sandra Katharina Kapfer is registered with the Financial Industry Regulatory Authority and operates under their regulatory framework. This registration requires adherence to FINRA rules and industry standards governing the conduct of financial professionals. The CRD (Central Registration Depository) number allows clients and regulators to verify her registration status and review her regulatory history. This oversight helps ensure compliance with securities laws and ethical standards in financial advice and transactions.