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Alan Shaults is a financial advisor professional located in Omaha, NE. They specialize in financial advisory. With over 18 years of experience, they bring deep expertise to every client.
Alan Shaults - Charles Schwab & Co., Inc. holds an active professional license (FINRA CRD) for your protection.
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Alan Shaults is a financial advisor based in Omaha, Nebraska, operating through Charles Schwab & Co., Inc. With 18 years of experience in the financial services industry, Shaults brings substantial tenure to client relationships. He holds a FINRA CRD license number 1623012, which registers him within the Financial Industry Regulatory Authority framework. His practice focuses on financial advisory services within the established infrastructure of a major brokerage firm.
A FINRA CRD (Central Registration Depository) license indicates that Alan Shaults is registered with the Financial Industry Regulatory Authority, the primary regulatory body overseeing brokers and investment advisors in the United States. This registration means he operates under FINRA's compliance and conduct standards, which govern everything from sales practices to customer protection protocols. The CRD number serves as his official identifier within the regulatory system. As a registered financial professional, Shaults is subject to ongoing supervision, continuing education requirements, and ethical guidelines designed to protect investors and maintain market integrity.