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Susan Lemieux is a financial advisor professional located in Orleans, MA. They specialize in financial advisory. With over 12 years of experience, they bring deep expertise to every client.
Susan Lemieux - B. Riley Wealth Management holds an active professional license (FINRA CRD) for your protection.
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Susan Lemieux is a financial advisor with B. Riley Wealth Management, serving clients in Orleans, Massachusetts. With 12 years of experience in the financial services industry, she holds a FINRA CRD license, which registers her with the Financial Industry Regulatory Authority. Her background reflects substantial tenure in wealth management and financial planning services for the region.
Susan Lemieux's FINRA CRD registration means she is registered with the Financial Industry Regulatory Authority, the primary regulator overseeing broker-dealers and investment professionals. This registration indicates she has passed required examinations and is subject to FINRA's ongoing compliance and conduct standards. The CRD number serves as her unique identifier in the regulatory system, allowing clients to verify her registration status and disciplinary history through FINRA's public database.