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James Ian Dexter is a financial advisor professional located in Oswego, NY. They specialize in financial advisory. With over 14 years of experience, they bring deep expertise to every client.
James Ian Dexter - Northwestern Mutual Investment Services, Llc holds an active professional license (FINRA CRD) for your protection.
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James Ian Dexter operates Northwestern Mutual Investment Services, LLC in Oswego, New York. With 14 years in the financial advisory field, he brings substantial experience to investment planning and related services. His FINRA CRD registration indicates participation in the securities industry regulatory framework, positioning him to offer guidance on investment matters.
James Ian Dexter holds a FINRA CRD (Central Registration Depository) registration, which identifies him as a registered representative in the securities industry. This registration means he operates under FINRA (Financial Industry Regulatory Authority) oversight and has met baseline requirements to conduct investment-related business. The CRD system tracks regulatory history, disciplinary actions, and professional qualifications for securities professionals, providing transparency about his standing in the industry.