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Fiona Alfred is a financial advisor professional located in Oviedo, FL. They specialize in financial advisory. With over 16 years of experience, they bring deep expertise to every client.
Fiona Alfred - Merrill Lynch, Pierce, Fenner & Smith Incorporated holds an active professional license (FINRA CRD) for your protection.
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Fiona Alfred is a financial advisor operating under Merrill Lynch, Pierce, Fenner & Smith Incorporated in Oviedo, Florida. With 16 years in the financial services industry, Alfred brings substantial experience to client relationships. She holds a FINRA CRD registration (License #5400569), which governs her professional standing and conduct in the securities industry. Alfred works within the regulatory framework established for financial professionals, serving clients seeking guidance on investment and financial planning matters.
Fiona Alfred's FINRA CRD registration indicates she is registered with the Financial Industry Regulatory Authority, the self-regulatory organization that oversees securities brokers and dealers. This registration number (5400569) is publicly maintained and allows clients to verify her credentials and disciplinary history through FINRA's BrokerCheck system. The CRD designation means Alfred operates under FINRA oversight, adheres to specific compliance standards, and must meet continuing education requirements. This registration is essential for anyone providing investment advice or selling securities to the public.