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Sofia Pitsavas is a financial advisor professional located in Owatonna, MN. They specialize in financial advisory. With over 1 years of experience, they bring deep expertise to every client.
Sofia Pitsavas - Wells Fargo Clearing Services, Llc holds an active professional license (FINRA CRD) for your protection.
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Sofia Pitsavas operates as a financial advisor through Wells Fargo Clearing Services, LLC, based in Owatonna, Minnesota. With one year in business, Pitsavas holds a FINRA CRD license, which governs securities and investment advisory activities. This licensing indicates registration with the Financial Industry Regulatory Authority, the self-regulatory organization overseeing broker-dealers and investment professionals in the United States.
A FINRA CRD (Central Registration Depository) license means Sofia Pitsavas is registered with the Financial Industry Regulatory Authority and authorized to conduct securities and investment advisory business. This registration requires compliance with FINRA rules and regulations, which govern conduct, sales practices, and client interactions. FINRA oversees broker-dealers and investment professionals to protect investors and maintain market integrity. The CRD number serves as the official identifier for this registrant within FINRA's regulatory system.