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Keith M Davis is a financial advisor professional located in Parker, CO. They specialize in financial advisory.
Keith M Davis - Stonegate Capital Management, Llc holds an active professional license (FINRA CRD) for your protection.
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Keith M Davis operates Stonegate Capital Management, LLC in Parker, Colorado. As a financial advisor, he holds a FINRA CRD registration (License #6475301), which authorizes him to work in securities and investment advisory capacities. This registration indicates his firm operates under regulatory oversight from the Financial Industry Regulatory Authority, the self-regulatory organization that governs investment professionals in the United States.
Keith M Davis holds a FINRA CRD registration, which means he is registered with the Financial Industry Regulatory Authority to conduct securities and investment advisory business. FINRA CRD registration requires compliance with federal securities laws and FINRA rules, and registrants are subject to ongoing regulatory examination and oversight. This registration signals that the advisor operates under a formal regulatory framework designed to protect investors and maintain industry standards. Customers can verify his registration status and disciplinary history through FINRA's public database.