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David S Richards is a financial advisor professional located in Pembroke, MA. They specialize in financial advisory. With over 18 years of experience, they bring deep expertise to every client.
David S Richards - John Hancock Distributors Llc holds an active professional license (FINRA CRD) for your protection.
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David S Richards operates John Hancock Distributors LLC, a financial advisory firm based in Pembroke, Massachusetts. With 18 years in the financial services industry, Richards brings substantial experience to client relationships. The business is registered with FINRA under CRD #5223260, indicating participation in the regulatory framework that governs securities professionals and investment advisors. This registration reflects the firm's compliance with industry standards and oversight requirements.
David S Richards holds a FINRA CRD registration, which means the firm and its representatives are registered with the Financial Industry Regulatory Authority. This registration is required for professionals engaged in securities sales, investment advice, or related financial services. FINRA oversight involves background checks, continuing education requirements, and compliance monitoring to protect consumers. The CRD number (5223260) is a public identifier that allows clients to verify registration status and review disciplinary history through FINRA's BrokerCheck system.