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Alex Santana is a financial advisor professional located in Peoria, AZ. They specialize in financial advisory. With over 21 years of experience, they bring deep expertise to every client.
Alex Santana - Pfs Investments Inc. holds an active professional license (FINRA CRD) for your protection.
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Alex Santana operates PFS Investments Inc. in Peoria, Arizona, bringing 21 years of experience in financial advisory services. The business is registered with a FINRA CRD license number 4561702, which enables compliance with federal securities regulations and oversight by the Financial Industry Regulatory Authority.
A FINRA CRD (Central Registration Depository) license indicates that Alex Santana is registered with the Financial Industry Regulatory Authority, the primary regulator of securities brokers and financial advisors in the United States. This registration requires adherence to strict compliance standards, ethical guidelines, and continuing education requirements. FINRA oversight ensures that the advisor operates under federal securities law and maintains accountability to both regulators and clients. The license number on file allows clients to verify registration status and disciplinary history through FINRA's public database.