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James Lee Taylor is a financial advisor professional located in Peoria Heights, IL. They specialize in financial advisory. With over 31 years of experience, they bring deep expertise to every client.
James Lee Taylor - Cetera Advisors Llc holds an active professional license (FINRA CRD) for your protection.
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James Lee Taylor operates Cetera Advisors LLC in Peoria Heights, Illinois, bringing 31 years of experience to financial advisory services. The firm holds a FINRA CRD license number 2534878, indicating registration with the Financial Industry Regulatory Authority. With over three decades in the financial services industry, Taylor provides clients access to established market expertise and regulatory oversight through this credential.
A FINRA CRD license means James Lee Taylor is registered with the Financial Industry Regulatory Authority, the primary regulator overseeing financial advisors and securities professionals in the United States. This registration requires meeting specific competency standards and subjects the advisor to ongoing regulatory compliance, examination, and oversight. Clients working with a FINRA CRD-licensed advisor benefit from this third-party regulatory framework designed to protect investors and enforce professional standards in financial advisory services.