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Thomas Richard Lofy is a financial advisor professional located in Phoenix, AZ. They specialize in financial advisory. With over 24 years of experience, they bring deep expertise to every client.
Thomas Richard Lofy - Lpl Financial Llc holds an active professional license (FINRA CRD) for your protection.
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Thomas Richard Lofy operates as a financial advisor in Phoenix, Arizona, bringing 24 years of experience to the field. He is registered with LPL Financial LLC and holds a FINRA CRD license, which enables him to work within the regulatory framework governing investment professionals. His extended tenure in the industry reflects sustained engagement with financial advisory services and compliance standards required by financial regulatory bodies.
A FINRA CRD license indicates that Thomas Richard Lofy is registered with the Financial Industry Regulatory Authority, the self-regulatory organization overseeing broker-dealers and investment professionals in the United States. This registration means he operates under FINRA's rules and supervision, which govern conduct, disclosure requirements, and client interactions. The CRD (Central Registration Depository) number is the unique identifier tracking his registration history and disciplinary record in the financial services industry.