Loading profile...
Loading profile...
Is this your business?
Claim your free profile to update your info, respond to reviews, and start getting leads from clients searching for financial advisor professionals in Plainview.
Katherine Chen is a financial advisor professional located in Plainview, NY. They specialize in financial advisory. With over 10 years of experience, they bring deep expertise to every client.
Katherine Chen - J.P. Morgan Securities Llc holds an active professional license (FINRA CRD) for your protection.
Looking for a financial advisor professional in Plainview, NY? Contact Katherine Chen to discuss your needs and schedule a consultation. Compare ratings and reviews to find the right professional for you.
Ready to get started?
Compare professionals in your area to find the best fit.
Get a free, no-obligation quote. It takes less than a minute and Katherine Chen - J.P. Morgan Securities Llc will respond directly.
Katherine Chen is a financial advisor at J.P. Morgan Securities LLC, based in Plainview, NY. With 10 years in the financial services industry, Chen brings substantial experience to client relationships. Her FINRA CRD registration indicates she operates under regulatory oversight from the Financial Industry Regulatory Authority, the self-regulatory organization that governs securities professionals. Chen works within the J.P. Morgan Securities framework to serve clients in the region.
Katherine Chen holds a FINRA CRD registration, which means she is registered with the Financial Industry Regulatory Authority and authorized to conduct securities business. FINRA CRD registration requires background checks, compliance training, and ongoing regulatory oversight. This designation signals that Chen meets federal and industry standards for operating in securities and investment advisory roles, and her activities are subject to FINRA rules and SEC enforcement.