Loading listings...
Loading listings...
Is this your business?
Claim your free profile to update your info, respond to reviews, and start getting leads from clients searching for financial advisor professionals in Pompton Lakes.
We verify your phone before sharing it — no spam.
Kathie L Stein is a financial advisor professional located in Pompton Lakes, NJ. They specialize in financial advisory. With over 11 years of experience, they bring deep expertise to every client.
Kathie L Stein - Cetera Financial Specialists Llc holds an active professional license (FINRA CRD) for your protection.
Looking for a financial advisor professional in Pompton Lakes, NJ? Contact Kathie L Stein to discuss your needs and schedule a consultation. Compare ratings and reviews to find the right professional for you.
Ready to get started?
Compare professionals in your area to find the best fit.
Get a free, no-obligation quote. It takes less than a minute and Kathie L Stein - Cetera Financial Specialists Llc will respond directly.
Kathie L Stein operates as a financial advisor through Cetera Financial Specialists LLC, based in Pompton Lakes, New Jersey. With 11 years in the financial services industry, Stein brings substantial experience to client relationships. The business is registered with FINRA under CRD #6260548, which establishes oversight and regulatory compliance in securities and investment advisory services. Clients working with this practice can expect guidance informed by over a decade of professional experience in financial planning and advisory services.
The FINRA CRD (Central Registration Depository) license indicates that this advisor is registered with the Financial Industry Regulatory Authority, the primary regulator of securities brokers and investment advisors in the United States. This registration means the advisor has met baseline qualifications, passed required examinations, and operates under FINRA's rules and oversight. Clients can verify the advisor's registration status and disciplinary history through FINRA's public BrokerCheck database using the CRD number, providing transparency into professional standing and regulatory compliance.