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William Kelley Gaines is a financial advisor professional located in Ponte Vedra Beach, FL. They specialize in financial advisory. With over 32 years of experience, they bring deep expertise to every client.
William Kelley Gaines - Merrill Lynch, Pierce, Fenner & Smith Incorporated holds an active professional license (FINRA CRD) for your protection.
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William Kelley Gaines is a financial advisor based in Ponte Vedra Beach, Florida, operating through Merrill Lynch, Pierce, Fenner & Smith Incorporated. With 32 years in the financial services industry, Gaines brings extensive experience to client relationships. His registration with FINRA (Financial Industry Regulatory Authority) through CRD #2387829 reflects his standing within the regulated investment profession.
A FINRA CRD registration indicates that William Kelley Gaines is registered with the Financial Industry Regulatory Authority, the primary self-regulatory organization overseeing brokers and investment professionals in the United States. This registration means Gaines has met FINRA's qualification requirements and operates under their regulatory framework. The CRD (Central Registration Depository) number serves as his official identifier in the FINRA system, allowing clients and regulators to verify his licensing status and disciplinary history. This registration is essential for anyone providing investment advice or securities services.