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Katherine B Petty is a financial advisor professional located in Prattville, AL. They specialize in financial advisory. With over 4 years of experience, they bring deep expertise to every client.
Katherine B Petty - Edward Jones holds an active professional license (FINRA CRD) for your protection.
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Katherine B Petty is a financial advisor with Edward Jones in Prattville, Alabama. With 4 years in the financial services industry, she works with clients on investment and wealth management needs. Her FINRA CRD registration indicates she operates under the regulatory oversight of the Financial Industry Regulatory Authority, which governs securities professionals and investment advisors across the United States.
Katherine B Petty holds a FINRA CRD registration (License #5618462), which means she is registered with the Financial Industry Regulatory Authority as a securities professional. This registration requires compliance with FINRA rules and SEC regulations governing investment advice and securities transactions. FINRA CRD registration signals that she has met baseline qualifications and is subject to ongoing regulatory oversight, continuing education requirements, and compliance audits. Clients can verify her registration status and disciplinary history through FINRA's public database.