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Richard Russell Miller is a financial advisor professional located in Prior Lake, MN. They specialize in financial advisory.
Richard Russell Miller - Compass Private Wealth Consulting, Llc holds an active professional license (FINRA CRD) for your protection.
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Richard Russell Miller operates Compass Private Wealth Consulting, LLC from Prior Lake, Minnesota. The firm holds FINRA CRD registration under license number 3086878, which permits the delivery of financial advisory services. This registration indicates the business operates within the regulatory framework established by the Financial Industry Regulatory Authority. Clients working with this firm can verify its registration status and licensing details through FINRA's official records.
A FINRA CRD registration means the business is registered with the Financial Industry Regulatory Authority and operates under their oversight. FINRA regulates investment advisors and securities professionals, establishing standards for conduct and requiring ongoing compliance with industry rules. This registration provides a layer of regulatory accountability and allows customers to verify the firm's standing and any disciplinary history through FINRA's public database. The CRD number serves as the official identifier for this registration.