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Nathan John Ostertag is a financial advisor professional located in Red Wing, MN. They specialize in financial advisory. With over 17 years of experience, they bring deep expertise to every client.
Nathan John Ostertag - Aegis Investment Management, Llc holds an active professional license (FINRA CRD) for your protection.
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Nathan John Ostertag operates Aegis Investment Management, LLC from Red Wing, Minnesota. With 17 years in the financial advisory industry, Ostertag brings extensive experience to investment planning and management. The business holds a FINRA CRD license number 2453974, which registers the firm and its representatives with the Financial Industry Regulatory Authority. This registration enables the firm to operate in securities and investment advisory services under federal oversight and industry standards.
A FINRA CRD (Central Registration Depository) license number indicates that Nathan John Ostertag and Aegis Investment Management are registered with the Financial Industry Regulatory Authority, the primary regulator of securities brokers and investment firms in the United States. This registration means the firm and its representatives have met baseline qualification requirements and are subject to FINRA's rules, examinations, and ongoing compliance oversight. Customers can verify registration status and disciplinary history through FINRA's public database, providing transparency into the firm's regulatory standing and any enforcement actions.