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Ethan Q Taylor is a financial advisor professional located in Richmond, KY. They specialize in financial advisory.
Ethan Q Taylor - Lpl Financial Llc holds an active professional license (FINRA CRD) for your protection.
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Ethan Q Taylor operates as a financial advisor in Richmond, Kentucky, registered through LPL Financial LLC. He holds a FINRA CRD license (number 8130114), which governs his securities industry registration and compliance. His practice focuses on financial advisory services within the regulatory framework established by FINRA oversight.
Ethan Q Taylor's FINRA CRD (Central Registration Depository) license indicates he is registered with the Financial Industry Regulatory Authority, the primary self-regulatory organization for securities brokers and advisors in the United States. This registration means he has passed required examinations, undergone background checks, and operates under FINRA's rules and supervision. The CRD number serves as his official identifier within the securities industry regulatory system, signaling that his activities are subject to ongoing compliance monitoring and investor protection standards.