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Sidney Joseph Dufresne is a financial advisor professional located in River Ridge, LA. They specialize in financial advisory. With over 31 years of experience, they bring deep expertise to every client.
Sidney Joseph Dufresne - Regulus Financial Group, Llc holds an active professional license (FINRA CRD) for your protection.
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Sidney Joseph Dufresne operates Regulus Financial Group, LLC in River Ridge, Louisiana. With 31 years in the financial advisory field, Dufresne brings substantial experience to client engagements. The firm holds a FINRA CRD license number 2471091, indicating registration with the Financial Industry Regulatory Authority. This licensing framework establishes the foundation for the advisory services provided to clients seeking financial guidance and planning support.
A FINRA CRD license means Sidney Joseph Dufresne is registered with the Financial Industry Regulatory Authority, the primary regulator overseeing securities firms and financial professionals in the United States. This registration indicates the advisor operates under FINRA's compliance and conduct rules, which govern activities like securities sales, investment advice, and client account management. The CRD (Central Registration Depository) number serves as the official identifier for this registration, allowing clients to verify the advisor's standing and disciplinary history through FINRA's public database.