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James Farnham is a financial advisor professional located in Rochester, NH. They specialize in financial advisory. With over 18 years of experience, they bring deep expertise to every client.
James Farnham - Lpl Financial Llc holds an active professional license (FINRA CRD) for your protection.
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James Farnham operates as a financial advisor through LPL Financial LLC in Rochester, New Hampshire. With 18 years in the financial services industry, Farnham brings substantial experience to client relationships. He holds a FINRA CRD registration, which governs his practice in securities and investment advisory services. LPL Financial LLC serves as the firm through which he conducts business, providing a structured regulatory framework for his advisory work.
James Farnham's FINRA CRD registration indicates he is registered with the Financial Industry Regulatory Authority, the self-regulatory organization that oversees brokers and investment professionals in the United States. This registration means Farnham meets specific regulatory requirements and is subject to FINRA's rules and oversight regarding securities transactions, investment advice, and client interactions. The CRD number serves as his identifier within FINRA's Central Registration Depository, allowing clients and regulators to verify his standing and disciplinary history.