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Leeann Maxwell is a financial advisor professional located in Rochester, NH. They specialize in financial advisory. With over 6 years of experience, they bring deep expertise to every client.
Leeann Maxwell - Ballentine Partners holds an active professional license (FINRA CRD) for your protection.
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Leeann Maxwell is a financial advisor at Ballentine Partners, based in Rochester, NH. With 6 years in the financial services industry, she works with clients on investment and financial planning matters. Maxwell holds a FINRA CRD registration, which governs her practice in securities and investment advisory services. She brings professional experience to her client relationships in the region.
Leeann Maxwell's FINRA CRD (Central Registration Depository) registration indicates she is registered with the Financial Industry Regulatory Authority. This registration is required for professionals who sell securities or provide investment advice. It means her qualifications, disciplinary history, and employment background are tracked in a centralized database maintained by FINRA. Clients can verify her registration status and review any regulatory actions through FINRA's public database, providing transparency about her credentials and compliance record in the investment industry.