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Duane Anthero Nicolau is a financial advisor professional located in Rockland, MA. They specialize in financial advisory. With over 37 years of experience, they bring deep expertise to every client.
Duane Anthero Nicolau - Ubs Financial Services Inc. holds an active professional license (FINRA CRD) for your protection.
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Duane Anthero Nicolau operates Ubs Financial Services Inc. in Rockland, Massachusetts, bringing 37 years of experience in financial advisory services. His FINRA CRD registration (License #1675859) indicates his involvement in securities and investment advisory work. With nearly four decades in the financial services industry, he has developed extensive experience serving clients seeking guidance on financial matters.
Duane Anthero Nicolau holds a FINRA CRD registration, which means he is registered with the Financial Industry Regulatory Authority. This registration is required for professionals engaged in securities sales, investment advisory, and related financial services. FINRA oversight ensures that registered representatives comply with industry rules and ethical standards designed to protect investors. The CRD system maintains disciplinary history and professional qualifications, allowing clients to verify a financial professional's background and credentials.