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Roger F. Francis Vierra is a financial advisor professional located in Rockland, MA. They specialize in financial advisory. With over 40 years of experience, they bring deep expertise to every client.
Roger F. Francis Vierra - Ubs Financial Services Inc. holds an active professional license (FINRA CRD) for your protection.
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Roger F. Francis Vierra operates as a financial advisor through UBS Financial Services Inc. in Rockland, Massachusetts. With 40 years in the financial services industry, he brings substantial experience to client relationships. His work is registered under FINRA CRD license number 1400401, which subjects him to regulatory oversight and continuing education requirements. Whether you're planning for retirement, managing investments, or seeking comprehensive financial guidance, his tenure in the field reflects deep familiarity with market dynamics and client needs.
A FINRA CRD (Central Registration Depository) license number indicates that Roger F. Francis Vierra is registered with the Financial Industry Regulatory Authority, the primary regulator of securities brokers and dealers in the United States. This registration means he has passed required examinations, undergone background checks, and must comply with FINRA rules governing conduct, disclosures, and client interactions. The license number serves as a public record identifier, allowing clients to verify his registration status and disciplinary history through FINRA's BrokerCheck database. This regulatory framework is designed to protect investors and ensure professional standards in financial advice and securities transactions.