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Daniel Willard Pease is a financial advisor professional located in Rockland, ME. They specialize in financial advisory.
Daniel Willard Pease - New England Financial Services holds an active professional license (FINRA CRD) for your protection.
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Daniel Willard Pease operates New England Financial Services in Rockland, Maine, as a financial advisor. He holds a FINRA CRD license (number 5614449), which registers him with the Financial Industry Regulatory Authority. This credential indicates his involvement in securities and investment advisory work under FINRA's regulatory framework. Clients seeking financial guidance can verify his registration status and disciplinary history through FINRA's public database. His practice serves the New England region.
Daniel Willard Pease's FINRA CRD (Central Registration Depository) license number indicates he is registered with the Financial Industry Regulatory Authority, the primary regulator of securities brokers and firms in the United States. This registration means he operates under FINRA's rules and oversight, which govern how investment advisors and brokers conduct business, handle client funds, and disclose conflicts of interest. Clients can use his CRD number to look up his registration status, employment history, and any disciplinary actions through FINRA's public BrokerCheck database.