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Franklin Augustus Hart is a financial advisor professional located in Rockville, MD. They specialize in financial advisory. With over 43 years of experience, they bring deep expertise to every client.
Franklin Augustus Hart - Rbc Capital Markets, Llc holds an active professional license (FINRA CRD) for your protection.
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Franklin Augustus Hart operates as a financial advisor through RBC Capital Markets, LLC in Rockville, Maryland. With 43 years in the financial services industry, Hart brings substantial experience to client relationships. His practice is registered with FINRA under CRD #1061331, which provides a record of his professional standing within the securities industry. Hart's long tenure reflects deep familiarity with market dynamics and client portfolio management across multiple market cycles.
A FINRA CRD registration indicates that Franklin Augustus Hart is registered with the Financial Industry Regulatory Authority, the primary self-regulatory organization for securities brokers and advisors. This registration means Hart's background, qualifications, and disciplinary history are tracked in a centralized database accessible to the public. FINRA oversight establishes standards for sales practices, continuing education, and ethical conduct. The CRD number serves as Hart's unique identifier within the securities industry regulatory system, allowing clients to verify his registration status and review any relevant disciplinary records through FINRA's BrokerCheck tool.