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Scott C Holcom is a financial advisor professional located in Sandwich, MA. They specialize in financial advisory.
Scott C Holcom - Fisher Investments holds an active professional license (FINRA CRD) for your protection.
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Scott C Holcom is a financial advisor based in Sandwich, Massachusetts, operating through Fisher Investments. He holds a FINRA CRD license (number 6532295), which indicates registration with the Financial Industry Regulatory Authority. This registration demonstrates that he meets baseline regulatory standards for securities industry professionals. If you're considering financial advisory services in the Sandwich area, you can verify his registration status through FINRA's public database to confirm his licensing details and any relevant disciplinary history.
Scott C Holcom's FINRA CRD license means he is registered with the Financial Industry Regulatory Authority, the primary regulator for securities brokers and financial professionals in the United States. This registration indicates he has passed required exams and background checks to offer investment advice and handle client securities accounts. The CRD (Central Registration Depository) number allows clients to verify his credentials and check his disciplinary history through FINRA's public BrokerCheck database. This regulatory oversight provides a layer of consumer protection and accountability in financial advisory relationships.